Spring Ocean Capital

Services:

How it works: Separately Managed Accounts

Clients open their own accounts from Interactive Brokers ^*.

We manages those accounts held in the clients name with only trading permission.

Clients have total control on their accounts and have real-time access to their account.

No lock-up. Clients can withdraw cash or close the account anytime (subject to broker restriction).

* Disclosure: Interactive Brokers LLC is a registered Broker-Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self-regulatory organizations. Interactive Brokers does not endorse or recommend any introducing brokers, third-party financial advisors or hedge funds, including Spring Ocean Capital LLC. Interactive Brokers provides execution and clearing services to customers. None of the information contained herein constitutes a recommendation, offer, or solicitation of an offer by Interactive Brokers to buy, sell or hold any security, financial product or instrument or to engage in any specific investment strategy. Interactive Brokers makes no representation, and assumes no liability to the accuracy or completeness of the information provided on this website. For more information regarding Interactive Brokers, please visit www.interactivebrokers.com.

Fee:

Minimum investment: $50,000.

Advisory fee is calculated based on the following tiered fee structure, paid quarterly in arrears. The fee is negotiable.

Total Assets Under Management	Annual Fee
Up to $300,000	1.25%
$300,000 - $700,000	1.00%
$700,000 - $5,000,000	0.75%
$5,000,000 - $10,000,000	0.50%
Above $10,000,000	Negotiable

Why choose us:

Combine both value-investing and quantitative methods. We use advanced quantitative methods(e.g. optimization, draw-down control, Monte Carlo simulation) in every steps of our investment process;

Skin in the game: Dr. Wei co-invest with the clients.